Regulatory Work

Cains has a strong reputation in the field of regulatory work. We are frequently instructed to obtain disclosure and freezing orders on behalf of regulatory authorities such as the Isle of Man Financial Supervision Commission and the Financial Services Authority of England and Wales, in relation to breaches of Manx and UK financial services legislation.

We can review compliance with money laundering, investment business and banking regulations. Additionally, we can also assist in relation to health and safety investigations, and internal disciplinary tribunals.

Lawyers from within our litigation team have recently contributed to the Isle of Man chapter of Butterworths' International Guide to Money Laundering, Law and Practice and regularly act for the Isle of Man Financial Supervision Commission.

For more details please contact: Seth Caine, Peter Clucas or Lindsey Bermingham.